| Quest Capital's Series 7 Stockbroker Course will prepare you to take the National Association of Securities Dealers (FINRA) Series 7 examination. Passing this examination is a prerequisite to becoming a registered representative with a broker-dealer.
As a registered representative, you will be able to transact general securities trades. Securities eligible for trading include: stocks, bonds, options, indices, no-load and load mutual funds, real estate investment trusts, and public and private limited partnerships. With the addition of an insurance license, you can sell variable annuities and variable life.
The Series 7 license is a national license. Thus, the holder of a Series 7 registration credential is not required by the FINRA to be re-examined if he/she should relocate to another state. |
